Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laura Anne Sullivan | 2208920 | 3 | 08/25/2000 | Customer Dispute | Denied | $105,000.00 | $0.00 | See FINRA Report |
| Lance Anthony Nell | 2264257 | 2 | 08/15/2000 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Stefanie Daley | 6089052 | 1 | 08/14/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph John Ciaramitaro | 1471600 | 2 | 08/04/2000 | Customer Dispute | Pending | $13,708.30 | $0.00 | See FINRA Report |
| Lindsley Cameron Alderman | 2957930 | 1 | 07/31/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Marie Andreoli | 1718688 | 1 | 07/26/2000 | Customer Dispute | Award / Judgment | $196,276.00 | $56,555.00 | See FINRA Report |
| Brennan Patrick Kelly | 4557479 | 2 | 07/26/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew John Bilotta | 1201281 | 2 | 07/24/2000 | Customer Dispute | Settled | $18,300.00 | $0.00 | See FINRA Report |
| Michael Jay Borza | 1895162 | 1 | 07/17/2000 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Andrew Christian Robert Widing | 4855419 | 2 | 07/14/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |