Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Darold Simmons | 1766453 | 1 | 10/10/2000 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Sonia Katyal | 2830253 | 2 | 10/06/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Brian Newman | 1951603 | 2 | 10/05/2000 | Customer Dispute | Settled | $111,000.00 | $0.00 | See FINRA Report |
| Willie Ray Horn | 1362201 | 5 | 09/29/2000 | Customer Dispute | Closed-No Action | $14,068.00 | $0.00 | See FINRA Report |
| Elliot Weissmark | 3042550 | 7 | 09/28/2000 | Customer Dispute | Settled | $38,714.00 | $0.00 | See FINRA Report |
| Denver Doyle Attaway | 1098748 | 2 | 09/21/2000 | Customer Dispute | Closed-No Action | $10,815.80 | $0.00 | See FINRA Report |
| William Lewis Glass | 6230883 | 2 | 09/05/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marcellus Andrew Massari | 2278963 | 2 | 08/31/2000 | Customer Dispute | Denied | $6,285.00 | $0.00 | See FINRA Report |
| Philip Scott Bradshaw | 5111576 | 1 | 08/25/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Earl Crabtree | 1225758 | 1 | 08/25/2000 | Customer Dispute | Denied | $29,481.00 | $0.00 | See FINRA Report |