Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elliot Weissmark | 3042550 | 7 | 11/28/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Raymond Anthony Gutowski | 2572346 | 10 | 11/28/2000 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Kathleen Anne Getchell | 1057386 | 1 | 11/28/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Einar Hudson | 1398095 | 3 | 11/20/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Anthony Manfrey | 1866271 | 3 | 11/20/2000 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Pyle | 2251095 | 1 | 10/24/2000 | Customer Dispute | Settled | $32,851.00 | $0.00 | See FINRA Report |
| Sharon Y Porter | 4149057 | 1 | 10/24/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kendrick William White | 1288296 | 3 | 10/13/2000 | Customer Dispute | Denied | $18,894.00 | $0.00 | See FINRA Report |
| Kevin Morris Gourrier | 1727253 | 2 | 10/13/2000 | Customer Dispute | Denied | $5,336.86 | $0.00 | See FINRA Report |
| Steven L Simmerman | 2591072 | 5 | 10/12/2000 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |