Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Pasquale Evangelista | 2443782 | 1 | 06/24/2024 | Customer Dispute | Pending | $277,686.00 | $0.00 | See FINRA Report |
Paul Joseph Stanislau | 1376287 | 3 | 06/14/2024 | Customer Dispute | Denied | $9,550.00 | $0.00 | See FINRA Report |
Karen Lorraine Glenton | 4121235 | 1 | 06/14/2024 | Customer Dispute | Denied | $9,550.00 | $0.00 | See FINRA Report |
James Vernon Hart | 1122114 | 3 | 06/13/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Benjamin N Bayly | 4772888 | 2 | 04/19/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Stevan Douglas Paton | 2212011 | 3 | 04/19/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
William Bruce Body | 1547342 | 5 | 03/22/2024 | Customer Dispute | Denied | $64,150.40 | $0.00 | See FINRA Report |
Ryan P Jordan | 6694866 | 2 | 03/21/2024 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
Allyson S Herman | 7716102 | 3 | 03/21/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Maryetta M Hotaling | 7658169 | 4 | 03/04/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |