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FINRA Broker Disclosures for Raymond James & Associates, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 2,392 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Pasquale Evangelista2443782106/24/2024Customer DisputePending$277,686.00$0.00See FINRA Report
Paul Joseph Stanislau1376287306/14/2024Customer DisputeDenied$9,550.00$0.00See FINRA Report
Karen Lorraine Glenton4121235106/14/2024Customer DisputeDenied$9,550.00$0.00See FINRA Report
James Vernon Hart1122114306/13/2024Customer DisputePending$0.00$0.00See FINRA Report
Benjamin N Bayly4772888204/19/2024Customer DisputeDenied$0.00$0.00See FINRA Report
Stevan Douglas Paton2212011304/19/2024Customer DisputeDenied$0.00$0.00See FINRA Report
William Bruce Body1547342503/22/2024Customer DisputeDenied$64,150.40$0.00See FINRA Report
Ryan P Jordan6694866203/21/2024Customer DisputeDenied$10,000.00$0.00See FINRA Report
Allyson S Herman7716102303/21/2024FinancialPending$0.00$0.00See FINRA Report
Maryetta M Hotaling7658169403/04/2024FinancialPending$0.00$0.00See FINRA Report

2,392 Results

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