Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Louis Weihon Joe | 258778 | 4 | 02/16/2001 | Customer Dispute | Award / Judgment | $195,070.00 | $200,670.00 | See FINRA Report |
George Driver Bragaw | 1482189 | 1 | 02/14/2001 | Customer Dispute | Settled | $68,842.00 | $0.00 | See FINRA Report |
Joseph Michael Johnson | 1713098 | 2 | 02/12/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
Elliot Weissmark | 3042550 | 7 | 02/06/2001 | Customer Dispute | Award / Judgment | $68,000.00 | $0.00 | See FINRA Report |
Charles Herbert Mulfinger | 1280892 | 2 | 02/05/2001 | Customer Dispute | Denied | $72,000.00 | $0.00 | See FINRA Report |
William Ward Mayer | 1888667 | 3 | 01/24/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Thomas Gerard Stuhlsatz | 1401703 | 2 | 01/19/2001 | Customer Dispute | Award / Judgment | $168,425.00 | $64,000.00 | See FINRA Report |
Joseph John Ciaramitaro | 1471600 | 2 | 01/17/2001 | Customer Dispute | Pending | $16,860.00 | $0.00 | See FINRA Report |
Gene Alexander Melamud | 2105008 | 2 | 01/12/2001 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
Stephen K Wallace | 1590081 | 1 | 01/12/2001 | Customer Dispute | Closed-No Action | $85,000.00 | $0.00 | See FINRA Report |