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FINRA Broker Disclosures for Raymond James & Associates, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 1,971-1,980 out of 2,392 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Louis Weihon Joe258778402/16/2001Customer DisputeAward / Judgment$195,070.00$200,670.00See FINRA Report
George Driver Bragaw1482189102/14/2001Customer DisputeSettled$68,842.00$0.00See FINRA Report
Joseph Michael Johnson1713098202/12/2001Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Elliot Weissmark3042550702/06/2001Customer DisputeAward / Judgment$68,000.00$0.00See FINRA Report
Charles Herbert Mulfinger1280892202/05/2001Customer DisputeDenied$72,000.00$0.00See FINRA Report
William Ward Mayer1888667301/24/2001Customer DisputeSettled$0.00$0.00See FINRA Report
Thomas Gerard Stuhlsatz1401703201/19/2001Customer DisputeAward / Judgment$168,425.00$64,000.00See FINRA Report
Joseph John Ciaramitaro1471600201/17/2001Customer DisputePending$16,860.00$0.00See FINRA Report
Gene Alexander Melamud2105008201/12/2001Customer DisputeSettled$17,000.00$0.00See FINRA Report
Stephen K Wallace1590081101/12/2001Customer DisputeClosed-No Action$85,000.00$0.00See FINRA Report

2,392 Results

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