Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Yves Laborde | 3227521 | 2 | 07/30/2001 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Ronald Humberto Llano | 3219411 | 1 | 07/30/2001 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Robert Michael Di Falco | 1324669 | 1 | 07/27/2001 | Customer Dispute | Settled | $158,481.00 | $0.00 | See FINRA Report |
| Kimball Stanley III Bullard | 3218049 | 6 | 07/20/2001 | Customer Dispute | Closed-No Action | $18,896.00 | $0.00 | See FINRA Report |
| Alex Ivan Gallego | 1908462 | 8 | 07/19/2001 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Aaron Carl Dirusso | 3031736 | 1 | 07/19/2001 | Customer Dispute | Award / Judgment | $1,231,620.00 | $280,000.00 | See FINRA Report |
| William Desmond Stafford | 2048174 | 1 | 07/12/2001 | Customer Dispute | Award / Judgment | $95,000.00 | $25,000.00 | See FINRA Report |
| Barbara B Corrao | 2142548 | 5 | 07/11/2001 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Paul Anthony Manfrey | 1866271 | 3 | 07/11/2001 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Elliot Weissmark | 3042550 | 7 | 07/09/2001 | Customer Dispute | Settled | $918,000.00 | $0.00 | See FINRA Report |