Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francis Bartlett Lane | 1219928 | 1 | 11/19/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathan A Sherry | 5430701 | 1 | 11/09/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Copeland Hudson | 1616788 | 1 | 11/06/2001 | Customer Dispute | Denied | $13,557.00 | $0.00 | See FINRA Report |
| Octave Joseph Francis | 1590513 | 3 | 11/02/2001 | Customer Dispute | Denied | $8,320.00 | $0.00 | See FINRA Report |
| Ulrich Koenig | 3130959 | 1 | 10/29/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Robert McKane | 1825897 | 1 | 10/26/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Fredric Teich | 2433587 | 8 | 10/22/2001 | Customer Dispute | Award / Judgment | $200,000.00 | $22,500.00 | See FINRA Report |
| Edward William Sheehan | 3064411 | 2 | 10/17/2001 | Customer Dispute | Denied | $5,000.58 | $0.00 | See FINRA Report |
| Paul David Willson | 2392141 | 6 | 10/16/2001 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Jeffrey Dean Clemmons | 2326210 | 2 | 10/15/2001 | Customer Dispute | Denied | $38,000.00 | $0.00 | See FINRA Report |