Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alex Ivan Gallego | 1908462 | 8 | 12/18/2001 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| Alexandre Raoul Blagojevic | 2887885 | 3 | 12/17/2001 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| John Robert Reuter | 1664689 | 1 | 12/12/2001 | Customer Dispute | Denied | $396,593.00 | $0.00 | See FINRA Report |
| Robert William Parker | 1195044 | 2 | 12/11/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Dustin Robert Helm | 2316803 | 2 | 12/10/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Scott Leeper | 2382652 | 2 | 12/10/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Sutherland Pfeifer | 2335221 | 3 | 12/06/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Geoffrey Case Gatlin | 2923439 | 5 | 12/04/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark William Birringer | 1450247 | 1 | 11/30/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Charles Joyce | 2266509 | 1 | 11/30/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |