Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alfred Lafayette Stratford | 2306577 | 2 | 06/24/2002 | Customer Dispute | Settled | $41,122.00 | $0.00 | See FINRA Report |
| Cynthia Elaine Harless | 1882246 | 3 | 06/24/2002 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Alp Kemal Onder | 1475627 | 1 | 06/20/2002 | Customer Dispute | Denied | $32,700.00 | $0.00 | See FINRA Report |
| Daniel Lawrence Caso | 1587538 | 5 | 05/28/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ellen Veronica Martz | 1262473 | 1 | 05/20/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Donald William Rausch | 2843239 | 1 | 05/20/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Richard Earl Palmer | 2732044 | 2 | 05/20/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Stuart Lubin | 2942263 | 2 | 05/17/2002 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Frederic Lamar Dupree | 1562908 | 1 | 05/10/2002 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Jeffery Lane Mallula | 2405614 | 1 | 05/05/2002 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |