Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul David Willson | 2392141 | 6 | 07/18/2002 | Customer Dispute | Denied | $8,570.00 | $0.00 | See FINRA Report |
| Grayson Heard Holly | 1237541 | 1 | 07/17/2002 | Customer Dispute | Denied | $13,500.00 | $0.00 | See FINRA Report |
| Edward Gerard Henrichs | 1729765 | 1 | 07/16/2002 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Robert Charles Brooks | 2210771 | 3 | 07/15/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Brian Cummins | 1582798 | 1 | 07/15/2002 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |
| James A Hemenway | 2384784 | 2 | 07/11/2002 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Clifford John Mulder | 2356828 | 1 | 07/11/2002 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| John Grover Wilson | 846175 | 2 | 07/08/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William David Bradley | 1907902 | 1 | 06/28/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Alan Corona | 2366356 | 8 | 06/27/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |