Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jamil Eyvazzadeh | 2701621 | 2 | 10/18/2002 | Customer Dispute | Denied | $19,360.00 | $0.00 | See FINRA Report |
| John Marcus Harris | 857669 | 1 | 10/11/2002 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Kenneth Supman | 1269899 | 3 | 10/11/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| James J Dowd | 1155775 | 6 | 10/10/2002 | Customer Dispute | Settled | $540,000.00 | $0.00 | See FINRA Report |
| Robert Gordon Krebs | 2344834 | 3 | 10/10/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Dean Horras | 1056123 | 8 | 10/08/2002 | Customer Dispute | Settled | $4,855.00 | $0.00 | See FINRA Report |
| Harvey Jay McInerney | 705363 | 5 | 10/04/2002 | Customer Dispute | Settled | $267,464.00 | $0.00 | See FINRA Report |
| Raymond Anthony Gutowski | 2572346 | 10 | 10/04/2002 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Daniel Christopher Horgan | 1620034 | 5 | 10/03/2002 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Gordon Hull | 1856407 | 3 | 10/01/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |