Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam James Campbell | 2439712 | 2 | 11/05/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kjersten Carlene Lazar | 2338708 | 2 | 11/04/2002 | Customer Dispute | Denied | $71,137.50 | $0.00 | See FINRA Report |
| David Eugene Williams | 2214906 | 2 | 11/04/2002 | Customer Dispute | Settled | $34,500.00 | $0.00 | See FINRA Report |
| Joseph Sharpham Jones | 2037546 | 8 | 10/31/2002 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| Jeffery Eugene Tomaszewski | 1432054 | 1 | 10/31/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Angelo Jones | 2498034 | 1 | 10/30/2002 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
| Gene Alexander Melamud | 2105008 | 2 | 10/29/2002 | Customer Dispute | Award / Judgment | $50,000.00 | $15,000.00 | See FINRA Report |
| David Anderson Alford | 1711320 | 3 | 10/29/2002 | Customer Dispute | Denied | $31,000.00 | $0.00 | See FINRA Report |
| David Joseph Byrd | 2718708 | 2 | 10/22/2002 | Customer Dispute | Closed-No Action | $80,000.00 | $0.00 | See FINRA Report |
| Tyler Thomas Staples | 5317473 | 1 | 10/20/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |