Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Gordon Hull | 1856407 | 3 | 03/07/2003 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Rodney Burton Lineberry | 1967453 | 1 | 03/05/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ross David Preville | 2374379 | 1 | 03/04/2003 | Customer Dispute | Award / Judgment | $100,000.00 | $0.00 | See FINRA Report |
| Patrick Richard O'Donovan | 2374828 | 1 | 03/03/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Sean Townsend | 2887753 | 2 | 02/12/2003 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| John Morrison Connally | 52239 | 6 | 02/11/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James Preston Covington | 1302068 | 5 | 02/10/2003 | Customer Dispute | Award / Judgment | $5,000.00 | $20,911.00 | See FINRA Report |
| Lance Christopher Turner | 3109355 | 1 | 02/03/2003 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| John Lakin Garth | 730871 | 1 | 01/29/2003 | Customer Dispute | Pending | $24,585.00 | $0.00 | See FINRA Report |
| David Anderson Alford | 1711320 | 3 | 01/27/2003 | Customer Dispute | Denied | $149,000.00 | $0.00 | See FINRA Report |