Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Bradford Sullivan | 1391047 | 6 | 04/10/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kieran Thomas Maloney | 1895667 | 3 | 04/07/2003 | Customer Dispute | Settled | $340,000.00 | $0.00 | See FINRA Report |
| Richard Mandel Stern | 825096 | 6 | 04/02/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Daniel Lawrence Caso | 1587538 | 5 | 04/01/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Aimee Lee Boggs | 2786700 | 3 | 03/28/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Patricia Lalonde | 1371954 | 1 | 03/26/2003 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Ginamarie Schembre | 1218798 | 2 | 03/26/2003 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Kara Emily Skorupski | 5831927 | 1 | 03/24/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Geoffrey Alan Japchen | 2112405 | 1 | 03/21/2003 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Richard Allan Walsh | 458092 | 6 | 03/12/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |