Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael William Townsend | 2244230 | 3 | 07/07/2003 | Customer Dispute | Settled | $166,386.00 | $0.00 | See FINRA Report |
| Kendrick William White | 1288296 | 3 | 06/27/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexandre Raoul Blagojevic | 2887885 | 3 | 06/26/2003 | Customer Dispute | Closed-No Action | $52,520.00 | $0.00 | See FINRA Report |
| James Walker Melstrom | 2324521 | 1 | 06/26/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Pierre Economacos | 1860814 | 2 | 06/24/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Allen Byars | 5761316 | 1 | 06/23/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffery Allen Miedema | 2434383 | 1 | 06/19/2003 | Customer Dispute | Settled | $25,649.00 | $0.00 | See FINRA Report |
| Paul Bryan Berman | 717991 | 6 | 06/16/2003 | Customer Dispute | Award / Judgment | $31,000.00 | $15,800.00 | See FINRA Report |
| James Daniel Hitchcock | 1333451 | 4 | 06/16/2003 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Charles Calvin Curtis | 1218823 | 1 | 06/16/2003 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |