Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Ray Edwards | 2518225 | 1 | 08/08/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Louis Weihon Joe | 258778 | 4 | 08/07/2003 | Customer Dispute | Settled | $108,000.00 | $0.00 | See FINRA Report |
| Richard Lee Snipes | 2182199 | 5 | 08/05/2003 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Tobin Kirk Hom | 2392185 | 2 | 08/05/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Supman | 1269899 | 3 | 07/30/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gregg Walter Stupinski | 2068917 | 3 | 07/21/2003 | Customer Dispute | Settled | $975,167.00 | $0.00 | See FINRA Report |
| Scott Lee Abee | 1587979 | 1 | 07/21/2003 | Customer Dispute | Settled | $8,548.14 | $0.00 | See FINRA Report |
| Gary Steven Weiss | 2294984 | 3 | 07/18/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Anthony Grymala | 2722820 | 1 | 07/09/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Steven Alec Bushman | 1448826 | 4 | 07/07/2003 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |