Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Dale Williams | 2140295 | 2 | 09/26/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Samuel C Gross | 1393910 | 2 | 09/25/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Charles Jensen | 2613768 | 2 | 09/23/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Powers | 1425367 | 4 | 09/22/2003 | Customer Dispute | Denied | $12,566.20 | $0.00 | See FINRA Report |
| Aimee Lee Boggs | 2786700 | 3 | 09/19/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Charles Han | 2258478 | 3 | 09/11/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul William Kerbey | 2712015 | 2 | 08/25/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Henry Daigle | 2237080 | 1 | 08/25/2003 | Customer Dispute | Settled | $53,473.00 | $0.00 | See FINRA Report |
| Robert D Williams | 826960 | 5 | 08/19/2003 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Linda Joan Fulgenzi | 1721704 | 3 | 08/12/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |