Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jasmine Antionette Small | 6714769 | 4 | 03/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andres Castillo | 5961912 | 1 | 02/28/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Zachary Daniel Sayers | 5158323 | 1 | 02/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Douglas Casimiri | 3005381 | 2 | 02/16/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy William Gibson | 2699533 | 1 | 02/12/2021 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Richard Paul Altieri | 1951972 | 5 | 02/11/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| W Mark Parker | 2650203 | 1 | 02/04/2021 | Customer Dispute | Award / Judgment | $2,526,000.00 | $0.00 | See FINRA Report |
| Joseph James Klauzar | 2741063 | 1 | 01/25/2021 | Customer Dispute | Denied | $27,540.00 | $0.00 | See FINRA Report |
| Charles William Gillingham | 2521606 | 3 | 01/22/2021 | Customer Dispute | Denied | $589,379.00 | $0.00 | See FINRA Report |
| Kristi Lynn McAndrew | 6494447 | 2 | 01/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |