Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Wilson Cornell | 1884609 | 8 | 03/09/2004 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| William Bartley Hoyt | 2293822 | 1 | 03/04/2004 | Customer Dispute | Denied | $73,857.00 | $0.00 | See FINRA Report |
| Donald R Dentinger | 3128465 | 1 | 02/19/2004 | Customer Dispute | Award / Judgment | $500,000.00 | $422,035.00 | See FINRA Report |
| William Joseph Konchal | 1092372 | 2 | 02/09/2004 | Customer Dispute | Settled | $54,475.00 | $0.00 | See FINRA Report |
| Janet Franco Gordon | 1114409 | 2 | 02/09/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael William Townsend | 2244230 | 3 | 02/09/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Fred Simon Maschmidt | 2813824 | 3 | 02/06/2004 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Michael Dennis Huston | 253968 | 1 | 02/02/2004 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Kenneth Supman | 1269899 | 3 | 02/02/2004 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Peter Russell Alberding | 2309937 | 2 | 01/30/2004 | Customer Dispute | Denied | $284,615.00 | $0.00 | See FINRA Report |