Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Mandel Stern | 825096 | 6 | 04/23/2004 | Customer Dispute | Settled | $272,000.00 | $0.00 | See FINRA Report |
| Andrew George Sukhin | 2102283 | 9 | 04/22/2004 | Customer Dispute | Denied | $177,000.00 | $0.00 | See FINRA Report |
| Jeffrey Wilson Cornell | 1884609 | 8 | 04/20/2004 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Gregory James Koontz | 1893838 | 2 | 04/20/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alfred Lafayette Stratford | 2306577 | 2 | 04/14/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Dean Devenney | 2468528 | 1 | 04/13/2004 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |
| Donald Dean Horras | 1056123 | 8 | 04/06/2004 | Customer Dispute | Award / Judgment | $447,000.00 | $59,167.20 | See FINRA Report |
| Mark Krauss | 1800899 | 3 | 03/31/2004 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Harvey Jay McInerney | 705363 | 5 | 03/24/2004 | Customer Dispute | Denied | $82,609.70 | $0.00 | See FINRA Report |
| Christopher Thomas Eilers | 2771140 | 1 | 03/11/2004 | Customer Dispute | Denied | $10,766.00 | $0.00 | See FINRA Report |