Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexandre Raoul Blagojevic | 2887885 | 3 | 09/29/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Barbara B Corrao | 2142548 | 5 | 09/21/2005 | Customer Dispute | Denied | $88,721.00 | $0.00 | See FINRA Report |
| James Elliot Feit | 205766 | 2 | 09/20/2005 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Regan Jeanine Jernigan | 6140119 | 1 | 09/15/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Gordon Greenwald | 1587967 | 2 | 09/14/2005 | Customer Dispute | Denied | $15,830.00 | $0.00 | See FINRA Report |
| Steven Jay Voss | 6722307 | 1 | 09/10/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christian James Clifford | 6332707 | 1 | 08/24/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul P Ruane | 1919834 | 3 | 08/22/2005 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Leonard Avery Weiss | 839316 | 1 | 08/09/2005 | Customer Dispute | Denied | $33,120.00 | $0.00 | See FINRA Report |
| John David Fortenberry | 502065 | 1 | 08/05/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |