Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Christian Robert Widing | 4855419 | 2 | 11/30/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Fredrick Schwartz | 2333130 | 2 | 11/28/2005 | Customer Dispute | Settled | $15,820.90 | $0.00 | See FINRA Report |
| William Charles Thompson | 827534 | 3 | 11/16/2005 | Customer Dispute | Denied | $50,960.80 | $0.00 | See FINRA Report |
| Paul Michael Brown | 2214870 | 1 | 11/15/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jamil Eyvazzadeh | 2701621 | 2 | 11/15/2005 | Customer Dispute | Settled | $94,000.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Nydick | 2333056 | 1 | 11/14/2005 | Customer Dispute | Denied | $20,943.00 | $0.00 | See FINRA Report |
| W Eric Gleason | 2352398 | 2 | 11/03/2005 | Customer Dispute | Withdrawn | $17,161.00 | $0.00 | See FINRA Report |
| Heidi Suzanne Gough | 2141253 | 4 | 10/31/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Laurel Ann Markley | 1003711 | 3 | 10/19/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Gene Dellinger | 1509760 | 2 | 10/05/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |