Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul David Willson | 2392141 | 6 | 02/28/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew George Sukhin | 2102283 | 9 | 02/22/2006 | Customer Dispute | Settled | $175,272.00 | $0.00 | See FINRA Report |
| Walter F Wydo | 3079258 | 1 | 02/02/2006 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Tarek Z Salhab | 4286426 | 6 | 02/02/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Woodley Heath | 2633563 | 2 | 01/24/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Blake E Gordon | 4257025 | 1 | 12/29/2005 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Robert D Williams | 826960 | 5 | 12/28/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Carol Healy | 2993087 | 1 | 12/20/2005 | Customer Dispute | Closed-No Action | $32,000.00 | $0.00 | See FINRA Report |
| Gerald Master Lowe | 1930469 | 3 | 12/13/2005 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Richard Allan Walsh | 458092 | 6 | 12/12/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |