Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Joseph Noble | 1416138 | 2 | 05/08/2006 | Customer Dispute | Settled | $86,824.80 | $0.00 | See FINRA Report |
| Theodore Leon White | 2127249 | 2 | 04/18/2006 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| David Booty Doherty | 2549658 | 6 | 04/07/2006 | Customer Dispute | Denied | $348,000.00 | $0.00 | See FINRA Report |
| Thomas Whitmeyer O'Brien | 2282208 | 2 | 04/07/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jaime L Cutler | 6384146 | 1 | 04/07/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bruce Goodwin Crawford | 2555036 | 1 | 04/07/2006 | Customer Dispute | Denied | $348,000.00 | $0.00 | See FINRA Report |
| Philip Nicholas Singleton | 6084058 | 1 | 04/04/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Wayne Davis | 2230055 | 3 | 03/13/2006 | Customer Dispute | Closed-No Action | $14,261.70 | $0.00 | See FINRA Report |
| Lynne Pehl Calvert | 2518965 | 1 | 03/09/2006 | Customer Dispute | Settled | $57,112.00 | $0.00 | See FINRA Report |
| Matthew Flynn | 4782485 | 4 | 03/03/2006 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |