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FINRA Broker Disclosures for Raymond James & Associates, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 1,531-1,540 out of 2,392 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Paul Stephenson Burd1261746206/28/2006Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Susan Gwynn Carlyon2872674106/22/2006Customer DisputeSettled$52,246.50$0.00See FINRA Report
Gregg Walter Stupinski2068917306/21/2006Customer DisputeSettled$6,600.00$0.00See FINRA Report
Abu B M Farukh705171406/13/2006Customer DisputeDenied$34,952.20$0.00See FINRA Report
Phillip Roland Valadez2525792306/13/2006Customer DisputeClosed-No Action$5,841.00$0.00See FINRA Report
Richard Paul Altieri1951972506/05/2006Customer DisputeSettled$0.00$0.00See FINRA Report
Rushton K Allen6233196205/31/2006RegulatoryFinal$0.00$0.00See FINRA Report
Tarek Z Salhab4286426605/22/2006Employment Separation After Allegations$0.00$0.00See FINRA Report
Michael Edward Rose4409049205/22/2006CriminalFinal Disposition$0.00$0.00See FINRA Report
Nathan J Fair4040432105/10/2006Customer DisputeSettled$8,000.00$0.00See FINRA Report

2,392 Results

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