Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Edward Carney | 2192045 | 1 | 04/27/2007 | Customer Dispute | Settled | $33,391.60 | $0.00 | See FINRA Report |
| John Robert Lokar | 1083795 | 2 | 04/20/2007 | Customer Dispute | Withdrawn | $36,000.00 | $0.00 | See FINRA Report |
| Glenn Steven Baker | 1817669 | 4 | 04/19/2007 | Customer Dispute | Denied | $298,072.00 | $0.00 | See FINRA Report |
| Alexander Taylor Strange | 1591323 | 7 | 03/28/2007 | Customer Dispute | Settled | $5,308.00 | $0.00 | See FINRA Report |
| Lance Avery Horton | 2260181 | 1 | 03/22/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott D Burns | 1250804 | 3 | 03/22/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Amir Shahpari | 4184018 | 2 | 03/07/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Peter Lewis Dewald | 2242275 | 1 | 03/05/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kerrie Lynn Best | 2834846 | 3 | 02/23/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Gene Dellinger | 1509760 | 2 | 02/23/2007 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |