Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Patrick Davis | 1414352 | 1 | 02/22/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Paul Debonis | 2476571 | 1 | 02/21/2008 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Paul Joseph Stanislau | 1376287 | 3 | 02/12/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas H Wall | 1450687 | 1 | 02/12/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas A Seiler | 2088467 | 1 | 02/12/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Michael Seiler | 2670659 | 2 | 02/12/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul William Kerbey | 2712015 | 2 | 02/08/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brandi Miller-Montgomery | 6333384 | 3 | 02/06/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dana Paul Goldfarb | 707304 | 5 | 02/03/2008 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Gregory Lynn Majors | 3048345 | 1 | 02/01/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |