Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Joseph Garro | 1074957 | 1 | 03/20/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Heidi Suzanne Gough | 2141253 | 4 | 03/18/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Troy Howard | 2264121 | 3 | 03/17/2008 | Customer Dispute | Award / Judgment | $2,000,340.00 | $1,134,600.00 | See FINRA Report |
| Anthony Charles Han | 2258478 | 3 | 03/13/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Darrell Haugen | 2115475 | 1 | 03/11/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| William Bradford Sullivan | 1391047 | 6 | 03/11/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Benjack Hamilton | 502282 | 1 | 03/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joe Boyd Rowland | 1884662 | 4 | 02/28/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Elmer Barnes | 1090030 | 1 | 02/26/2008 | Customer Dispute | Settled | $28,077.00 | $0.00 | See FINRA Report |
| David Scott Hollier | 2864393 | 1 | 02/25/2008 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |