Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Solon Elliott | 1405452 | 5 | 04/30/2008 | Customer Dispute | Award / Judgment | $250,000.00 | $115,116.00 | See FINRA Report |
| Darlene Marie Porter | 2833638 | 1 | 04/29/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Paul Clifford | 4207600 | 1 | 04/29/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Justin Thomas Preissler | 3263522 | 3 | 04/29/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marc Blake Rudofker | 2556158 | 1 | 04/28/2008 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Linda Joan Fulgenzi | 1721704 | 3 | 04/25/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Steven Weiss | 2294984 | 3 | 04/21/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven David Lesko | 2864696 | 1 | 04/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Joseph David | 2864699 | 1 | 04/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ramon Gabriel Burrola | 3035803 | 2 | 04/14/2008 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |