Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Christian Hernandez | 7110773 | 1 | 12/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darrell M Colvin | 6772346 | 2 | 12/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marie Louise Komar | 2944844 | 4 | 12/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Carmine Petrullo | 2451093 | 4 | 12/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katrina Angeletta Esau | 4959263 | 2 | 12/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Ann Hawkins | 2622582 | 7 | 12/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jasmine Antionette Small | 6714769 | 4 | 12/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonard J Boniface | 4704177 | 1 | 11/15/2021 | Customer Dispute | Settled | $40,820.30 | $0.00 | See FINRA Report |
| William Leo Creedon | 1139558 | 11 | 11/12/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theresa L McMasters | 4015437 | 16 | 11/04/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |