Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Carmine Petrullo | 2451093 | 4 | 07/11/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kyle C Wootten | 4402198 | 4 | 06/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Carmine Petrullo | 2451093 | 4 | 06/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jammie Lynn Perri | 4222503 | 1 | 05/31/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Theresa L McMasters | 4015437 | 16 | 05/05/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Richard Matthew Brendza | 1703194 | 4 | 05/03/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Carmine Petrullo | 2451093 | 4 | 04/21/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jacob Vaknin | 4552553 | 1 | 04/19/2022 | Customer Dispute | Denied | $88,143.10 | $0.00 | See FINRA Report |
| Gene Steinberg | 4368328 | 1 | 04/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua D Biering | 6883842 | 1 | 04/13/2022 | Customer Dispute | Denied | $109,697.00 | $0.00 | See FINRA Report |