Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Morris Lellyett | 865131 | 8 | 07/30/2009 | Customer Dispute | Withdrawn | $2,250,000.00 | $0.00 | See FINRA Report |
| Jerome Marks Dattel | 61216 | 2 | 07/27/2009 | Customer Dispute | Withdrawn | $35,402.00 | $0.00 | See FINRA Report |
| William Charles Warner | 459232 | 4 | 07/13/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Logan Burch Phillips | 4548521 | 1 | 06/29/2009 | Customer Dispute | Withdrawn | $108,000.00 | $0.00 | See FINRA Report |
| Michael Cohen | 50061 | 3 | 06/23/2009 | Customer Dispute | Withdrawn | $1,125,720.00 | $0.00 | See FINRA Report |
| James Forrest Burnett | 2367983 | 9 | 06/08/2009 | Customer Dispute | Withdrawn | $14,000,000.00 | $0.00 | See FINRA Report |
| Jose Antonio de La Lama | 4273057 | 1 | 03/03/2009 | Customer Dispute | Withdrawn | $70,000.00 | $0.00 | See FINRA Report |
| Thomas Tracey Shoup | 1547801 | 2 | 02/18/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jeremy Douglas Schmidt | 4723780 | 1 | 11/21/2008 | Customer Dispute | Withdrawn | $32,385.80 | $0.00 | See FINRA Report |
| Stephen Thomas Whitfield | 1827975 | 3 | 07/19/2008 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |