Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carol Cato Keathley | 1396322 | 3 | 10/18/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Cary Gilbreth Beck | 1061571 | 1 | 07/06/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| James Forrest Burnett | 2367983 | 9 | 06/21/2010 | Customer Dispute | Withdrawn | $173,399.00 | $0.00 | See FINRA Report |
| John Whittemore Stokes | 1292219 | 2 | 06/17/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John Jay Schoff | 2232419 | 2 | 06/01/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Gary Jay Handler | 1985218 | 9 | 05/24/2010 | Customer Dispute | Withdrawn | $170,000.00 | $0.00 | See FINRA Report |
| Mirela Elliott | 4822431 | 3 | 05/07/2010 | Customer Dispute | Withdrawn | $237,500.00 | $0.00 | See FINRA Report |
| Alexander Taylor Strange | 1591323 | 7 | 05/07/2010 | Customer Dispute | Withdrawn | $237,500.00 | $0.00 | See FINRA Report |
| Joseph Erik Zenker | 2711588 | 5 | 03/08/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Ozgur Karaosmanoglu | 1439921 | 3 | 11/08/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |