Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Daniel Hitchcock | 1333451 | 4 | 06/17/2016 | Customer Dispute | Settled | $325,582.00 | $0.00 | See FINRA Report |
| Kristy Elizabeth McGee | 4143577 | 1 | 06/13/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Ambrose Forsthoefel | 1560744 | 1 | 06/01/2016 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Joseph Erik Zenker | 2711588 | 5 | 05/10/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ghalib Abdulla Kanji | 2675795 | 3 | 04/29/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Altizer | 2212400 | 1 | 04/01/2016 | Customer Dispute | Settled | $1,445,830.00 | $0.00 | See FINRA Report |
| Joseph Alan Marshall | 320785 | 4 | 03/13/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Russel Kean | 1269587 | 6 | 02/05/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Maria Erneston Hendershott | 818681 | 5 | 01/19/2016 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Eric Henry Palo | 1336858 | 1 | 12/21/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |