Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas P Clark | 47468 | 7 | 06/28/1982 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Douglas P Clark | 47468 | 7 | 06/28/1982 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| Douglas P Clark | 47468 | 7 | 06/28/1982 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Todd Richard Kingsley | 1157001 | 2 | 11/30/-0001 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| David Peter Halsch | 728633 | 1 | 11/30/-0001 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |