Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher John Whybrow | 466058 | 1 | 07/07/1988 | Customer Dispute | Settled | $41,000.00 | $0.00 | See FINRA Report |
| Kendrick William White | 1288296 | 3 | 04/11/1988 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lynn Trusty Shaw | 856092 | 8 | 12/16/1987 | Customer Dispute | Settled | $67,876.00 | $0.00 | See FINRA Report |
| Jerome Marks Dattel | 61216 | 2 | 04/23/1987 | Customer Dispute | Settled | $690,000.00 | $0.00 | See FINRA Report |
| Donald James Simpson | 715971 | 1 | 12/01/1986 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Ronald Hisao Kikawa | 830227 | 5 | 08/22/1985 | Customer Dispute | Settled | $79,190.00 | $0.00 | See FINRA Report |
| Ronald Hisao Kikawa | 830227 | 5 | 08/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Hisao Kikawa | 830227 | 5 | 08/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Hisao Kikawa | 830227 | 5 | 01/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas P Clark | 47468 | 7 | 06/28/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |