Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary David Sievewright | 1814846 | 1 | 07/27/1993 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Benjamin Edmund Price | 1978186 | 1 | 06/23/1993 | Customer Dispute | Settled | $13,612.50 | $0.00 | See FINRA Report |
| Douglas P Clark | 47468 | 7 | 05/04/1993 | Customer Dispute | Settled | $67,000.00 | $0.00 | See FINRA Report |
| Mark Russel Kean | 1269587 | 6 | 04/06/1993 | Customer Dispute | Settled | $43,125.00 | $0.00 | See FINRA Report |
| Robert Alexander Martinez | 1076944 | 1 | 01/19/1993 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Richard Alfred Devine | 1020877 | 1 | 01/08/1993 | Customer Dispute | Settled | $420,498.00 | $0.00 | See FINRA Report |
| David Barrett Berman | 1274303 | 2 | 12/29/1992 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Christopher John Leavy | 1056067 | 3 | 12/04/1992 | Customer Dispute | Settled | $533,963.00 | $0.00 | See FINRA Report |
| William Leo Creedon | 1139558 | 11 | 12/01/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Leo Creedon | 1139558 | 11 | 12/01/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |