Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Deborah Ann Reynolds | 2193063 | 1 | 05/22/1996 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Daniel Christopher Horgan | 1620034 | 5 | 05/20/1996 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Christopher George Rogers | 1222630 | 1 | 04/08/1996 | Customer Dispute | Settled | $84,408.00 | $0.00 | See FINRA Report |
| Peter Howard Silcox | 2195841 | 5 | 03/26/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Glenn Steven Baker | 1817669 | 4 | 03/22/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Walter Yost Hooper | 1540706 | 13 | 03/18/1996 | Customer Dispute | Settled | $15,388.50 | $0.00 | See FINRA Report |
| Walter Yost Hooper | 1540706 | 13 | 03/15/1996 | Customer Dispute | Settled | $41,396.40 | $0.00 | See FINRA Report |
| Jerome Robert Renaudin | 853575 | 3 | 02/29/1996 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Lonnie Richard May | 1368306 | 2 | 02/27/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Collin Larry Rigler | 1932563 | 2 | 02/06/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |