Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Thomas Zimmerman | 2305498 | 2 | 08/30/1999 | Customer Dispute | Settled | $469,275.00 | $0.00 | See FINRA Report |
| William F Wolbrecht | 1403619 | 5 | 08/23/1999 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Vance Richard Burks | 1078871 | 2 | 07/26/1999 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| Todd Richard Kingsley | 1157001 | 2 | 07/19/1999 | Customer Dispute | Settled | $5,001.00 | $0.00 | See FINRA Report |
| Barry D Richter | 1387197 | 9 | 07/09/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Thomas Zimmerman | 2305498 | 2 | 06/01/1999 | Customer Dispute | Settled | $469,275.00 | $0.00 | See FINRA Report |
| Michael Anthony Velarde | 1707166 | 5 | 05/28/1999 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| John Robb Edgecomb | 722853 | 1 | 05/12/1999 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Steven L Simmerman | 2591072 | 5 | 03/16/1999 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Mark Ian Leyton | 1730251 | 2 | 03/05/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |