Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vincent Joseph Becker | 2178577 | 3 | 04/03/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Samuel John Darkatsh | 2363143 | 1 | 04/03/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Vanderweele | 1725985 | 3 | 02/24/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joe Boyd Rowland | 1884662 | 4 | 02/22/2000 | Customer Dispute | Settled | $39,316.00 | $0.00 | See FINRA Report |
| Anthony James Losh | 3135771 | 1 | 01/27/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Phillip | 2095551 | 1 | 12/21/1999 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| John Ray Earnhardt | 1018260 | 1 | 11/15/1999 | Customer Dispute | Settled | $52,011.80 | $0.00 | See FINRA Report |
| Heidi Suzanne Gough | 2141253 | 4 | 10/29/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Vernon Hart | 1122114 | 3 | 10/12/1999 | Customer Dispute | Settled | $5,226.00 | $0.00 | See FINRA Report |
| Thad Benedict Fuller | 1272711 | 1 | 09/07/1999 | Customer Dispute | Settled | $78,280.40 | $0.00 | See FINRA Report |