Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elliot Weissmark | 3042550 | 7 | 09/28/2000 | Customer Dispute | Settled | $38,714.00 | $0.00 | See FINRA Report |
| Andrew John Bilotta | 1201281 | 2 | 07/24/2000 | Customer Dispute | Settled | $18,300.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Vanderweele | 1725985 | 3 | 06/16/2000 | Customer Dispute | Settled | $5,906.00 | $0.00 | See FINRA Report |
| Barry D Richter | 1387197 | 9 | 06/08/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence W Gonnello | 2591188 | 1 | 06/07/2000 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Laura Anne Sullivan | 2208920 | 3 | 05/24/2000 | Customer Dispute | Settled | $12,225.00 | $0.00 | See FINRA Report |
| Barry D Richter | 1387197 | 9 | 05/11/2000 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Paul Bryan Berman | 717991 | 6 | 04/24/2000 | Customer Dispute | Settled | $73,362.80 | $0.00 | See FINRA Report |
| Joseph Bartumioli | 1508173 | 2 | 04/17/2000 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |
| Barry D Richter | 1387197 | 9 | 04/10/2000 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |