Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Ward Mayer | 1888667 | 3 | 01/24/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gene Alexander Melamud | 2105008 | 2 | 01/12/2001 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Michael William Townsend | 2244230 | 3 | 01/02/2001 | Customer Dispute | Settled | $32,625.00 | $0.00 | See FINRA Report |
| Paul David Willson | 2392141 | 6 | 12/19/2000 | Customer Dispute | Settled | $54,000.00 | $0.00 | See FINRA Report |
| Prescott Alan Barkow | 1552583 | 2 | 12/12/2000 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Anthony Charles Han | 2258478 | 3 | 11/29/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Pyle | 2251095 | 1 | 10/24/2000 | Customer Dispute | Settled | $32,851.00 | $0.00 | See FINRA Report |
| Steven L Simmerman | 2591072 | 5 | 10/12/2000 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| John Darold Simmons | 1766453 | 1 | 10/10/2000 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Edward Brian Newman | 1951603 | 2 | 10/05/2000 | Customer Dispute | Settled | $111,000.00 | $0.00 | See FINRA Report |