Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Einar Hudson | 1398095 | 3 | 02/12/2002 | Customer Dispute | Settled | $265,000.00 | $0.00 | See FINRA Report |
| Kimball Stanley III Bullard | 3218049 | 6 | 02/05/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sara Marie Jones | 2852037 | 1 | 01/10/2002 | Customer Dispute | Settled | $367,177.00 | $0.00 | See FINRA Report |
| Alex Ivan Gallego | 1908462 | 8 | 12/18/2001 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| Paul David Willson | 2392141 | 6 | 10/16/2001 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Walter John Zelop | 1895664 | 4 | 10/11/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arun Sardana | 2628077 | 1 | 10/03/2001 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Simon Robert Hamilton | 2148810 | 3 | 09/27/2001 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Jeffrey Wilson Cornell | 1884609 | 8 | 09/24/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter Howard Silcox | 2195841 | 5 | 09/19/2001 | Customer Dispute | Settled | $113,321.00 | $0.00 | See FINRA Report |