Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Howard Franzblau | 1198016 | 1 | 08/28/2002 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| Alex Ivan Gallego | 1908462 | 8 | 08/16/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert Marvin Fierman | 1078834 | 1 | 08/08/2002 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Brian Todd Southerland | 2229092 | 2 | 07/23/2002 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |
| Robert Charles Brooks | 2210771 | 3 | 07/15/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Alan Corona | 2366356 | 8 | 06/27/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alfred Lafayette Stratford | 2306577 | 2 | 06/24/2002 | Customer Dispute | Settled | $41,122.00 | $0.00 | See FINRA Report |
| Michael Stuart Lubin | 2942263 | 2 | 05/17/2002 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Rachel Begun Gammerman | 2712421 | 2 | 05/02/2002 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| John Earling Fitch | 2649598 | 1 | 05/01/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |