Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aimee Lee Boggs | 2786700 | 3 | 03/28/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Patricia Lalonde | 1371954 | 1 | 03/26/2003 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Ginamarie Schembre | 1218798 | 2 | 03/26/2003 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Mark John Napolitano | 2694953 | 1 | 01/24/2003 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Howard Aaron Feldman | 2781777 | 1 | 01/15/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Alan Marshall | 320785 | 4 | 12/18/2002 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Harvey Jay McInerney | 705363 | 5 | 12/16/2002 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Joseph Alan Marshall | 320785 | 4 | 12/16/2002 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Eric Clarence Seidl | 3008423 | 1 | 12/16/2002 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Richard Alan Fontana | 727011 | 1 | 12/10/2002 | Customer Dispute | Settled | $30,474.70 | $0.00 | See FINRA Report |