Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Troy Howard | 2264121 | 3 | 02/22/2005 | Customer Dispute | Settled | $7,814.51 | $0.00 | See FINRA Report |
| Michael R Teller | 2708547 | 1 | 02/09/2005 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
| Victoria Elena Azpurua | 2590291 | 1 | 02/03/2005 | Customer Dispute | Settled | $22,183.50 | $0.00 | See FINRA Report |
| Richard Mandel Stern | 825096 | 6 | 01/27/2005 | Customer Dispute | Settled | $10,775.20 | $0.00 | See FINRA Report |
| Michael Daniel McLaughlin | 2377813 | 1 | 11/29/2004 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| James Daniel Hitchcock | 1333451 | 4 | 11/02/2004 | Customer Dispute | Settled | $2,060,000.00 | $0.00 | See FINRA Report |
| Philip Milton Greer | 3138652 | 1 | 10/04/2004 | Customer Dispute | Settled | $135,000.00 | $0.00 | See FINRA Report |
| Jeff Storm Harkavy | 1545029 | 1 | 08/20/2004 | Customer Dispute | Settled | $21,733.00 | $0.00 | See FINRA Report |
| Lee Lee Haverstock | 2496012 | 3 | 08/06/2004 | Customer Dispute | Settled | $89,350.60 | $0.00 | See FINRA Report |
| Gary Alan Rigby | 1472354 | 1 | 07/28/2004 | Customer Dispute | Settled | $29,674.00 | $0.00 | See FINRA Report |