Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Fredrick Schwartz | 2333130 | 2 | 11/28/2005 | Customer Dispute | Settled | $15,820.90 | $0.00 | See FINRA Report |
| Paul Michael Brown | 2214870 | 1 | 11/15/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jamil Eyvazzadeh | 2701621 | 2 | 11/15/2005 | Customer Dispute | Settled | $94,000.00 | $0.00 | See FINRA Report |
| Alexandre Raoul Blagojevic | 2887885 | 3 | 09/29/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Elliot Feit | 205766 | 2 | 09/20/2005 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Randy Boyd Rankin | 1027347 | 3 | 06/08/2005 | Customer Dispute | Settled | $18,881.60 | $0.00 | See FINRA Report |
| Christopher Stephen Gallo | 2448290 | 1 | 06/06/2005 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert Michael Peabody | 1022774 | 3 | 05/27/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy Allan Klingensmith | 1988290 | 4 | 04/20/2005 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Richard Paul Altieri | 1951972 | 5 | 04/18/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |