Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Shaun Conner | 2788355 | 1 | 01/18/2019 | Customer Dispute | Settled | $10,457.00 | $0.00 | See FINRA Report |
| Erold Merko | 5404228 | 2 | 01/15/2019 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Lyndon L Davis | 5217885 | 1 | 01/03/2019 | Customer Dispute | Settled | $995,000.00 | $0.00 | See FINRA Report |
| Maria Erneston Hendershott | 818681 | 5 | 11/27/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Marc Allen Miller | 4521825 | 4 | 11/05/2018 | Customer Dispute | Settled | $492,158.00 | $0.00 | See FINRA Report |
| Donald Marshall Cox | 716663 | 2 | 11/01/2018 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Paul Nicholas Feder | 5632045 | 2 | 06/11/2018 | Customer Dispute | Settled | $45,111.90 | $0.00 | See FINRA Report |
| Steven Woods | 6414437 | 1 | 05/31/2018 | Customer Dispute | Settled | $14,320.00 | $0.00 | See FINRA Report |
| Mitchell Louis Silverman | 500504 | 8 | 05/17/2018 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| George Edward Mathis | 4271854 | 3 | 05/02/2018 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |