Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Charles Han | 2258478 | 3 | 03/13/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Darrell Haugen | 2115475 | 1 | 03/11/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| William Bradford Sullivan | 1391047 | 6 | 03/11/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Benjack Hamilton | 502282 | 1 | 03/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joe Boyd Rowland | 1884662 | 4 | 02/28/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Elmer Barnes | 1090030 | 1 | 02/26/2008 | Customer Dispute | Settled | $28,077.00 | $0.00 | See FINRA Report |
| Bruce Patrick Davis | 1414352 | 1 | 02/22/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Joseph Stanislau | 1376287 | 3 | 02/12/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dana Paul Goldfarb | 707304 | 5 | 02/03/2008 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Gregory Lynn Majors | 3048345 | 1 | 02/01/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |