Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Linda Joan Fulgenzi | 1721704 | 3 | 04/25/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Steven Weiss | 2294984 | 3 | 04/21/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven David Lesko | 2864696 | 1 | 04/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Joseph David | 2864699 | 1 | 04/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ramon Gabriel Burrola | 3035803 | 2 | 04/14/2008 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Benjamin N Bayly | 4772888 | 2 | 04/11/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stevan Douglas Paton | 2212011 | 3 | 04/11/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Frederich Simpson | 2554573 | 1 | 04/10/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Walter Yost Hooper | 1540706 | 13 | 04/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sara Yasmin Qazi | 4118177 | 5 | 04/01/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |